Trust, Integrity, Service
We have been working with individuals and businesses in the area for over 42 years now. We work primarily with pre-retirees and seniors who are retired or would like to be retired. Pete has extensive personal and professional experiences with his clients. We have worked very hard, one client at a time, to develop a reputation in the industry that we are very proud of.
Pete holds numerous professional designations, and he is licensed to employ a wide variety of investment and insurance products to help you. We are NOT captive or committed to fill any production quotas with any insurance company or quota by some Wall Street firm. What this means is that we work for YOU and put your interest and needs first.
We are dedicated to developing lasting relationships with all our clients. We believe in helping you assess your financial goals and participate in the management of your finances.
What Is An Investment Advisor Rep?
Peter L. Borowski is an Investment Advisor Representative with investment advisory services provided by Stephen Douglas, Investment Advisory, Inc.
Peter holds the Series 66 Securities License. The Series 66 is designed to qualify candidates as both securities agents and investment adviser representatives.
Investment advisers (“IA”) and investment adviser representatives (“IAR”) are persons who provide advice to others about investments for a fee and are required by most states to register or become licensed. Some states use the term “register” and others use the term “license.” For purposes of this Guide, the two have the same meaning.
Three essential elements that characterize an investment adviser are:
• Provides advice or analysis about securities either by making direct or indirect recommendations to clients or by providing research or opinions on securities or securities markets.
• Receives compensation in any form for the advice provided.
• Engages in a regular business of providing advice about securities.
Working With Us
We hope your visit will help you understand the opportunities and potential rewards that are available when you take a proactive approach to your personal financial situation. We have created this Web site to help you gain a better understanding of the financial concepts behind insurance, investing, retirement, estate planning, and wealth preservation. Most important, we hope you see the value of working with skilled professionals to pursue your financial goals.
We Are Specialist
ANNUITIES | LIFE INSURANCE | MUTUAL FUNDS | STOCK& BONDS | MORTGAGES | ROLL OVERS | STRATEGIES
7110 San Casa Drive | Englewood, FL 34224 | 941-828-0090
©COPYRIGHT 2014. THE CENTER FOR ESTATE & FINANCIAL PLANNING INC. UNAUTHORIZED DUPLICATION IS PROHIBITED.
Investment Advisory Services offered through Stephen Douglas, Investment Advisory, Inc a SEC Registered Investment Adviser. Stephen Douglas, Investment Advisory Inc. and The Center for Estate & Financial Planning Inc. are independent entities. The firm only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. Insurance products and services are offered through individually licensed and appointed agents in various jurisdictions. The Center for Estate & Financial Planning Inc. does not offer legal or tax advice.